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feat(evaluators): add pass@k attack success rate metric #2090
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| @@ -0,0 +1,76 @@ | ||
| # SPDX-FileCopyrightText: Portions Copyright (c) 2025 NVIDIA CORPORATION & AFFILIATES. All rights reserved. | ||
| # SPDX-License-Identifier: Apache-2.0 | ||
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| """pass@k estimation for attack success rate. | ||
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| Attack success rate (ASR) pools every generation and reports the fraction that | ||
| breach the target. That understates real risk: an adversary doesn't need the | ||
| target to fail most of the time, only once, and can keep retrying. A jailbreak | ||
| that succeeds on 1 reply in 5 is a working jailbreak, yet pooled ASR records it | ||
| as a mild 20%. | ||
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| pass@k reframes the question per prompt -- "given k attempts, does at least one | ||
| succeed?" -- and averages across prompts. It follows Chen et al., "Evaluating | ||
| Large Language Models Trained on Code" (2021), https://arxiv.org/abs/2107.03374, | ||
| where a "success" here is an attack success: a generation the detector scores as | ||
| a hit. pass@1 recovers the familiar per-prompt success rate; larger k exposes | ||
| how quickly a persistent attacker's odds climb. | ||
| """ | ||
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| from typing import Dict, Iterable, List, Tuple | ||
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| def pass_at_k(n: int, c: int, k: int) -> float: | ||
| """Unbiased estimator of the probability that at least one of k draws | ||
| (without replacement) from the n generations is an attack success. | ||
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| This is the numerically stable product form of ``1 - C(n-c, k) / C(n, k)`` | ||
| from Chen et al. (2021), which avoids evaluating large binomial coefficients. | ||
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| :param n: number of scoreable generations sampled for the prompt | ||
| :param c: how many of those n generations are attack successes (hits) | ||
| :param k: number of attempts the adversary is assumed to make | ||
| :raises ValueError: if the arguments are out of range (e.g. ``k > n``) | ||
| """ | ||
| if k < 1: | ||
| raise ValueError("k must be >= 1") | ||
| if n < 1: | ||
| raise ValueError("n must be >= 1") | ||
| if k > n: | ||
| raise ValueError("k must be <= n; a prompt cannot be sampled k > n times") | ||
| if not 0 <= c <= n: | ||
| raise ValueError("c must lie in 0..n") | ||
| if n - c < k: | ||
| # every k-subset must contain a hit | ||
| return 1.0 | ||
| estimate = 1.0 | ||
| for i in range(n - c + 1, n + 1): | ||
| estimate *= 1.0 - k / i | ||
| return 1.0 - estimate | ||
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| def estimate_pass_at_k( | ||
| per_prompt_counts: Iterable[Tuple[int, int]], ks: Iterable[int] | ||
| ) -> Dict[int, Dict[str, float]]: | ||
| """Aggregate pass@k across prompts. | ||
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| Each prompt contributes its own ``(n, c)``; the estimator is computed per | ||
| prompt and macro-averaged (equal weight per prompt). A prompt with fewer than | ||
| k scoreable generations can't be estimated for that k and is excluded, so the | ||
| prompt count is reported alongside each score. | ||
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| :param per_prompt_counts: one ``(n, c)`` pair per prompt, where ``n`` is the | ||
| number of scoreable generations and ``c`` the number of attack successes | ||
| :param ks: the k values to estimate | ||
| :returns: ``{k: {"score": mean_pass_at_k, "prompts": eligible_prompt_count}}``, | ||
| including only k that had at least one eligible prompt | ||
| """ | ||
| counts: List[Tuple[int, int]] = [(n, c) for n, c in per_prompt_counts if n >= 1] | ||
| result: Dict[int, Dict[str, float]] = {} | ||
| for k in sorted({int(x) for x in ks if int(x) >= 1}): | ||
| eligible = [(n, c) for n, c in counts if n >= k] | ||
| if not eligible: | ||
| continue | ||
| total = sum(pass_at_k(n, c, k) for n, c in eligible) | ||
| result[k] = {"score": total / len(eligible), "prompts": len(eligible)} | ||
| return result |
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@@ -40,4 +40,5 @@ reporting: | |
| confidence_interval_method: bootstrap | ||
| bootstrap_num_iterations: 10000 | ||
| bootstrap_confidence_level: 0.95 | ||
| bootstrap_min_sample_size: 30 | ||
| bootstrap_min_sample_size: 30 | ||
| pass_at_k: [1, 5] | ||
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Collaborator
There was a problem hiding this comment. Choose a reason for hiding this commentThe reason will be displayed to describe this comment to others. Learn more. As noted in another comment These seem like reasonable values, and the Consider that a default behavior where the number of I could see some probes this might not align to With the expectation that this is the number of inference generations aligned to at least one |
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| # SPDX-FileCopyrightText: Copyright (c) 2026 NVIDIA CORPORATION & AFFILIATES. All rights reserved. | ||
| # SPDX-License-Identifier: Apache-2.0 | ||
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| """Tests for garak.analyze.pass_at_k — the pass@k ASR estimator and aggregation.""" | ||
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| import math | ||
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| import pytest | ||
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| from garak.analyze.pass_at_k import pass_at_k, estimate_pass_at_k | ||
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| def _reference(n: int, c: int, k: int) -> float: | ||
| """Direct binomial form of the estimator, for cross-checking.""" | ||
| if n - c < k: | ||
| return 1.0 | ||
| return 1.0 - math.comb(n - c, k) / math.comb(n, k) | ||
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| @pytest.mark.parametrize( | ||
| "n, c, k, expected", | ||
| [ | ||
| (5, 1, 1, 0.2), # single hit in five == one-shot ASR of 20% | ||
| (5, 1, 5, 1.0), # the lone hit is certain to be among all five draws | ||
| (5, 1, 2, 0.4), # 1 - C(4,2)/C(5,2) | ||
| (5, 2, 2, 0.7), # 1 - C(3,2)/C(5,2) | ||
| (5, 0, 3, 0.0), # no hit can never be drawn | ||
| (4, 4, 1, 1.0), # every generation is a hit | ||
| ], | ||
| ) | ||
| def test_pass_at_k_known_values(n, c, k, expected): | ||
| assert pass_at_k(n, c, k) == pytest.approx( | ||
| expected | ||
| ), f"pass_at_k({n},{c},{k}) should be {expected}" | ||
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| @pytest.mark.parametrize("n", range(1, 9)) | ||
| def test_pass_at_k_matches_binomial_form(n): | ||
| for c in range(n + 1): | ||
| for k in range(1, n + 1): | ||
| assert pass_at_k(n, c, k) == pytest.approx( | ||
| _reference(n, c, k) | ||
| ), f"product form should match C(n-c,k)/C(n,k) for n={n},c={c},k={k}" | ||
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| def test_pass_at_k_non_decreasing_in_k(): | ||
| n, c = 8, 2 | ||
| values = [pass_at_k(n, c, k) for k in range(1, n + 1)] | ||
| assert values == sorted( | ||
| values | ||
| ), "pass@k should not decrease as the attacker is given more attempts" | ||
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| @pytest.mark.parametrize( | ||
| "n, c, k", | ||
| [ | ||
| (5, 1, 6), # k > n | ||
| (5, 1, 0), # k < 1 | ||
| (0, 0, 1), # n < 1 | ||
| (5, 6, 1), # c > n | ||
| (5, -1, 1), # c < 0 | ||
| ], | ||
| ) | ||
| def test_pass_at_k_rejects_out_of_range(n, c, k): | ||
| with pytest.raises(ValueError): | ||
| pass_at_k(n, c, k) | ||
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| def test_estimate_macro_averages_the_issue_scenario(): | ||
| # five prompts, each breached on 1 reply in 5: pooled ASR reads 20%, but a | ||
| # persistent attacker with five tries breaches every prompt. | ||
| counts = [(5, 1)] * 5 | ||
| result = estimate_pass_at_k(counts, [1, 5]) | ||
| assert result[1]["score"] == pytest.approx(0.2), "pass@1 recovers per-prompt ASR" | ||
| assert result[5]["score"] == pytest.approx(1.0), "pass@5 exposes guaranteed breach" | ||
| assert result[1]["prompts"] == 5, "all prompts contribute to pass@1" | ||
| assert result[5]["prompts"] == 5, "all prompts contribute to pass@5" | ||
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| def test_estimate_excludes_prompts_with_too_few_generations(): | ||
| # one prompt has only 3 generations, so pass@5 cannot be estimated for it | ||
| counts = [(5, 1), (3, 1)] | ||
| result = estimate_pass_at_k(counts, [5]) | ||
| assert result[5]["prompts"] == 1, "prompt with n < k is excluded from pass@k" | ||
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| def test_estimate_drops_k_with_no_eligible_prompts(): | ||
| result = estimate_pass_at_k([(3, 1), (2, 0)], [5]) | ||
| assert 5 not in result, "k with no prompt of n >= k should be omitted entirely" | ||
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| def test_estimate_ignores_empty_and_none_prompts(): | ||
| # a prompt whose generations were all unscoreable (n == 0) is skipped | ||
| result = estimate_pass_at_k([(0, 0), (5, 1)], [1]) | ||
| assert result[1]["prompts"] == 1, "prompts with no scoreable outputs are ignored" | ||
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| def test_estimate_deduplicates_and_sorts_k(): | ||
| result = estimate_pass_at_k([(5, 1)], [5, 1, 1]) | ||
| assert list(result.keys()) == [1, 5], "k values should be unique and sorted" | ||
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| def test_estimate_empty_inputs_return_empty(): | ||
| assert estimate_pass_at_k([], [1, 5]) == {}, "no prompts yields no scores" | ||
| assert estimate_pass_at_k([(5, 1)], []) == {}, "no k values yields no scores" |
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Given that terminology in
garak, while I understand this diverges from the paper the metric here is probably more clear ashit@kfor the following reasons:detector.always.Passrefers maps to scoring as0.0hitand apasshas opposite semanticshitlog.jsonlfurther aligning this product's terminology.